2020年6月10日 星期三

Taiwan’s IP Court Ruled that Being Capable Of Practicing A Patent Before the Patent’s Filing Date Is Not Enough For One To Assert Prior Use Defense

In 2018, ALMECO GMBH (“ALMECO”), the German-based world leader in the production of aluminum components and laminates for the architectural, lighting, solar and decorative applications, sued Alanod-Xxentria Technology Materials Co. Ltd. (“Alanod-Xxentria”) and its local distributor in Taiwan’s IP Court, alleging infringement of ALMECO’s I589448 patent, titled “Temperature And Corrosion Stable Surface Reflector” (hereafter ‘448 patent).

ALMECO’s ‘448 patent mainly relates to a layer system comprising:
“a metal substrate on the face of which the following layers are applied in the specified sequence from the inside to the outside:
4) a layer made of a material selected from substoichiometric oxides and oxide nitrates of titanium and zirconium or from metals selected from titanium, zirconium, molybdenum, platinum, and chromium or an alloy using one of said metals or at least two of said metals,
5a) a layer made of a nickel alloy with chromium, aluminum, vanadium, molybdenum, cobalt, iron, titanium, and/or copper as the alloy partner or a metal selected from copper, aluminum, chromium, molybdenum, tungsten, tantalum, titanium, platinum, ruthenium, rhodium, and alloys using one said metals or at least two of said metals, or iron, steel, or stainless steel with the proviso that the layer can only consists of aluminum if the reflector layer 6) is made of aluminum and that in this case, the aluminum of the layer 5a) is sputtered,
6) an optically dense reflector layer made of a highly pure metal,
7) a layer selected from substoichiometric oxides of titanium, zirconium, hafnium, vanadium, tantalum, niobium, or chromium and from metals selected from chromium, titanium, zirconium, hafnium, vanadium, niobium, tantalum, tungsten, molybdenum, rhodium, and platinum and alloys using one of said metals or at least two of said metals,
9) a layer which has a lower refractive index (LI layer) than the directly adjoining layer 10) (HI layer), and
10) a layer which directly adjoins layer 9) and has a higher refractive index (HI layer) than layer 9) (LI layer).”

According to ALMECO, such a patented layer system can be used for example as a surface reflector, preferably in applications using LEDs, in particular MCCOB for LEDs, as a solar reflector, or as a laser mirror, in particular for color wheels in DLP laser projectors.

The IP Court ruled against ALMECO in the first instance, finding the asserted patent claims of ‘448 patent were obvious in view of the cited prior arts. ALMECO appealed, and the appellate panel of IP Court affirmed the finding of the lower court on May 21, 2020, rejecting ALMECO’s appeal. One of the key issues, which is also an issue that has rarely been touched upon in Taiwan’s patent litigation, is whether Alanod-Xxentria may assert prior use defense per Patent Law.

Article 59.1.3 of Patent Law provides that “The effects of an invention patent right shall not extend to the following circumstances:….3. acts done by a person who has been exploiting the invention or making all the necessary preparations for doing such act in this country before the filing date of the invention”. According to Alanod-Xxentria, before the priority date of ALMECO’s ‘448 patent, Alanod- Xxentria has already manufactured product that embodied ALMECO’s ‘448 patent. Based on its internal product document, Alanod- Xxentria alleged that a product with layered structure of TiO2, SiO2, CrOx, Ag, Cu, TiOx, and anodized aluminum, together with its manufacture process, has been disclosed. Thus, Alanod- Xxentria argued that it has been exploiting the same invention or making the necessary preparations for doing such act by manufacturing product that embodies the asserted patent.

However, the IP Court disagreed, finding that in the asserted patent, a single Ag-based reflector layer is adopted, but in its internal document, Alanod-Xxentria adopted double reflector layers made of Ag and Cu. In addition, according to its internal document, a Cr-based layer is adopted for the manufacturing process, while in the asserted patent, ALMECO adopted CrOx. Such differences disproved Alanod-Xxentria’s contention that it has been manufacturing product that embodies the asserted patent.

Although Alanod-Xxentria further argued that based on the relevant prior art references, a person of ordinary skills in the art would easily adjust the ratio of Cu and Ag and accomplish the patented Ag-based layer. However, the IP Court held that “being capable of manufacturing the patented product” does not equal to “practicing the patented invention” or “making necessary preparations for doing so.” For example, although a person is capable of manufacturing a patented product, such a person may still choose not to do so in view of the potential risk of patent infringement. Thus, the appellate panel of IP Court found Alanod-Xxentria’s submitted evidence insufficient to support its prior use defense.

Source: 108-Ming-Zhuan-Shang-Zi No. 24 (IP Court, May 21, 2020) https://law.judicial.gov.tw/FJUD/data.aspx?ty=JD&id=IPCV,108%2c%e6%b0%91%e5%b0%88%e4%b8%8a%2c24%2c20200521%2c4

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